REGULATORY INFORMATION

Amundi


Discover all the legal documentation related to Amundi

LIBOR Cessation


On March 5, 2021, the Financial Conduct Authority (FCA) confirmed that all LIBOR settings will either cease to be provided by an administrator or no longer be representative:

  • immediately after 31 December 2021, in the case of all Sterling, Euro, Swiss Franc and Japanese Yen settings, and the 1-week and 2-month US Dollar settings; and
  • immediately after 30 June 2023, in the case of the remaining US Dollar settings (O/N, 1, 3, 6, and 12-month).

Download find below key information concerning this upcoming event and its impact

17 November, 2021
10.2021 - Briefing note related to LIBOR Cessation

Application of MiFID directive


The European Directive on Markets in Financial Instruments (MiFID) entered into effect on 1 November 2007.

Please find below the key information concerning this regulation.

25 January, 2020
Amundi - Selection and execution policy - 2020
27 July, 2020
Conflict of interest prevention and management policy - Amundi
1 January, 2010
Customers qualification
1 January, 2010
Financial instruments and their risks
25 April, 2022
Amundi Intermédiation - Rapport RTS28 Exercice 2022
25 April, 2022
2022 Report of Amundi Intermediation - Top 5 counterparties
13 December, 2021
Amundi Intermédiation - Selection and execution policy - 2021
6 November, 2020
2020 - Anti-Bribery and Corruption Policy Statement

Voting policy


The exercise of voting rights and shareholder dialogue are key elements of our fiduciary responsibility and of our role as a responsible investor.

As early as 1996, Amundi implemented its own voting policy, updated every year, which includes the best corporate governance practices as well as, from 2003, social and environmental responsibility. Amundi has decided to exercise voting rights for the vast majority of French and Luxembourg funds so as to best fulfil its responsibility as a shareholder.

 

Very early in its approach as a responsible shareholder, Amundi also implemented a shareholder dialogue process organised around a system of alerts in the event of negative voting intentions vis-à-vis SBF120 companies and a group of companies with the largest market capitalisations in Europe.

Voting and dialogue thus allow us to be actively involved in improving the practices of the companies in which we invest.

Access to our proxy voting results 

24 February, 2022
2022 - Voting Policy - Amundi
27 April, 2022
2022 - Shareholder Engagement Priorities - Amundi
24 February, 2022
2021 Voting Report - From Words to Actions
20 April, 2021
Stewardship Report - 2020

Anti-corruption policy


17 December, 2021
Anti-corruption policy - Amundi 2021

SFDR


30 June, 2021
Amundi Sustainable Finance Disclosure Regulation Statement
15 February, 2021
2021 Responsible Investment Policy - Amundi

Enforcement of ESMA guidelines


The “Guidelines on ETFs and other UCITS issues” published by the European Securities and Markets Authority (ESMA) on 12 December 2012 came into force on 18 February 2013.

You will find below the policy applicable to UCITS subject to these Guidelines in terms of financial guarantees.

22 July, 2020
Counterparty risk - Collateral Risk Management Framework

Complaints handling policy


3 February, 2020
Complaints Handling Policy - 2020

ESG / SRI legal disclosure obligations


Go directly to our Corporate website section "A committed player"

Shareholders Rights Directive 2


The European Shareholder Rights Directive 2 requires asset managers to disclose publicly their engagement and voting policy. For several years, Amundi has choose to share these policies on its website with its investors. You will find below all the documents covering the Directive’s requirements.

Amundi’s engagement policy is articulated around three main axes: engagement for influence, ongoing engagement and engagement through voting. It is an essential part of Amundi’s fiduciary duty and its role as responsible investor.

The monitoring of the investee companies is organized as follows, depending on the management platform concerned:

  • For active management strategy: investment cases are discussed and documented by the equity research analysts. Buy rated stocks are followed based on frequent research updates. The investment case is based on the Research team company report, supported by Valuation & Model updates when required. Feedback of meetings with the Company, as other engagement actions by the Research team, are documented diligently
  • For passive management strategy: monitoring is mainly done through the engagement and the voting at general meetings.
  • For Private Equity: for investments in companies not listed on a  regulated market, the managers in charge of the participation on behalf of the portfolios, actively monitor the investee companies and usually attend general assemblies. These votes are confidential and therefore cannot be publicly reported.

Information relating to the European Shareholder Rights Directive 2 is presented in the documents below and in the dedicated section "Voting policy".

15 February, 2021
2021 Responsible Investment Policy - Amundi
3 May, 2021
2020 Engagement Report - Amundi
21 December, 2020
SRD 2 Article 3 - Generic report

Remuneration Policy


14 March, 2022
Group Remuneration Policy 2022

Select one of our Companies


Click on the company to discover all the legal documentation

International - ARA - Real Estate
AMUNDI REAL ESTATE - Regulatory Information
International - Amundi Real Assets
AMUNDI PRIVATE EQUITY FUNDS - Regulatory Information
International - Amundi Intermediastion - Header
AMUNDI INTERMEDIATION - Regulatory Information

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